Ex-Wells Fargo broker opens indie shop in his branch's shadow - InvestmentNews

Ex-Wells Fargo broker opens indie shop in his branch's shadow InvestmentNews Several of Mr. Sica's former colleagues have offered a year of free trading to his clients, he said, but they've resisted because of the outstanding service ... and more »

Rule to Aid Bankrupt Commodities Brokers' Clients - Wall Street Journal

Rule to Aid Bankrupt Commodities Brokers' Clients Wall Street Journal The Commodity Futures Trading Commission's new rule, which was proposed late last year, would give the agency discretion to decide when to let a bankruptcy ... CFTC Adopts Amendment Regarding The Operation Of A Commodity Broker In BankruptcyExchange News Direct all 7 news articles »

INSERTING and REPLACING Activity in Charles Schwab's Online Trading Community ... - MarketWatch (press release)

INSERTING and REPLACING Activity in Charles Schwab's Online Trading Community ... MarketWatch (press release) Named "Highest in Investor Satisfaction with Self-Directed Services" by JD Power and Associates in 2009, its broker-dealer subsidiary, Charles Schwab & Co., ... and more »

Gleacher & Company Expands Equity Trading - MarketWatch (press release)

Gleacher & Company Expands Equity Trading MarketWatch (press release) ... a broker-dealer subsidiary of Gleacher & Company, Inc. (NASDAQ:GLCH) , today announced that the firm has hired six trading professionals to expand its ... and more »

Broker Dealer Stocks Round Up - Mid Day - Lower: MS, NMR, AMP - TradersHuddle.com

Broker Dealer Stocks Round Up - Mid Day - Lower: MS, NMR, AMP TradersHuddle.com New York, July 30th (TradersHuddle.com) - The overall market is trading lower with the S&P 500 losing 0.25%. Stocks of Broker / Dealers are are also trading ...