“Insider” Commentary on Controversial Money Manager and Pension Issues - Forbes (blog)

“Insider” Commentary on Controversial Money Manager and Pension Issues Forbes (blog) Subsequently the SEC undertook its first ever “sweep” inspection of over fifty soft dollar brokers and examined how they marketed soft dollar trading to ... Financial Analysts: Writing Research That Benefits Their Employers and ThemselvesForbes (blog) Hidden Crimes; Too Many Secrets: How Money Managers Hide Illegalities From ...Forbes Digital Download (blog) all 14 news articles »

'Squawk Box' Case Witness Receives No Prison Time - Wall Street Journal

The Business Insider

'Squawk Box' Case Witness Receives No Prison Time Wall Street Journal NEW YORK—A former Smith Barney broker was sentenced to no jail time on Wednesday after he cooperated with federal prosecutors in a probe into ... Shady Citi Broker Fined $500 After Cooperating in Conspiracy CaseNew York Observer Ex-Citigroup Broker Is Fined $500 in Squawk-Box CaseBusinessWeek all 10 news articles »

Landstar System (LSTR) Trading Flat Following Broker Upgrade - Market Intelligence Center

Landstar System (LSTR) Trading Flat Following Broker Upgrade Market Intelligence Center Landstar System (LSTR) was upgraded today by analysts at Stifel Nicolaus and the stock is now at $37.22, down $0.02 (-0.05%) on volume of 218889 shares ... Werner Enterprises (WERN) Trading Slightly Higher Following Broker UpgradeMarket Intelligence Center all 4 news articles »

SEC's Schapiro Offers Flash Crash Clues - CNBC

Reuters

SEC's Schapiro Offers Flash Crash Clues CNBC "[Schapiro] is particularly concerned about the role of dark pools and internalizing broker-dealers." Rather than stopping all trades in a stock for 5 ... SEC Chief Schapiro Talks About Market Structure, 'Flash Crash'Investment Advisor Stricter rules may be needed for high-frequency traders: SchapiroInvestmentNews Small investors quitting Wall Street: SEC bossAFP IMarketnews.com -MacDailyNews (blog) all 397 news articles »

BGC Charity Day - MarketWatch (press release)

BGC Charity Day MarketWatch (press release) Its customers include many of the world's largest banks, broker-dealers, investment banks, trading firms, hedge funds, governments and investment firms. ... Wounded Warrior Project (WWP) to Be Recognized at BGC Partners 6th Annual ...MarketWatch (press release) all 13 news articles »